Operation and Compliance Officer (Others - General)/ 810 days ago
Vakola, Mumbai
Job Preference:
1. Operation and compliance officer – NBFC or Bank Wholesale banking
2. Escrow Monitoring
3. Security Creation
4. Covenant tracking
5. Monthly Statutory requirements.
Monitoring roles from a statutory perspective of Portfolio Companies
Location - Lower Parel Mumbai.
Job Description:
Key Roles and Responsibilities:
1. Participate in the various diligence streams as part of the due diligence process to identify weaknesses and areas to address in potential investee companies.
2. Co-ordinating with and Monitoring of portfolio companies across the life cycle of the investment - Preparing and maintaining a comprehensive tracker for each portfolio company, Conditions Precedents and Subsequent (CSs), statutory processes, approvals and other requirements, Recurring deliverables: compliance tracker, information covenants, internal audits, maintaining financial covenant related tracker.
3. TRA / Escrow Account Monitoring
4. Monitoring Internal Audit processes across portfolio companies including implementation of action items
5. Create effective dashboards on monitoring across portfolio companies and present / escalate to leadership team on non compliance / issues resolution
Qualification:
38Skills:
Essential skills :
1. Ability to navigate middle-level working team counterparts from portfolio companies
2. Effectively coordinate and collaborate with Fund and operating company stakeholders
3. Cross-disciplinary approach (financial/ operations / legal / governance)
4. Excellent communication skills (written and verbal)
5. Ability and confidence to deal with assignments and stakeholders independently