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Z-2962 | Executive Compliance


Industry : Broking

Sub Department : Governance, Risk & Compliance

Department : Compliance

: Noida Sector 27

: Noida

: India

: 3.36 - 3.84 p.a (INR Lacs)

: 3 - 4 Year

Job Preference :


Job Description :

Position Overview: 

We are seeking a motivated and Compliance executive to join our Compliance Department. This entry-level position is ideal for fresh graduates with a keen interest in the financial markets and a basic understanding of compliance principles. 

Key Responsibilities: 
  1. Assist in monitoring and ensuring compliance with regulatory requirements and internal policies. 
  2. Support the team in conducting inspections and audits. 
  3. Maintain records and documentation related to compliance activities. 
  4. Assist in preparing reports and presentations using Excel. 
  5. Respond promptly to inquiries and requests from internal teams and external stakeholders. 
  6. Participate in training sessions and workshops to enhance compliance knowledge. 

Qualification :

24

Skills :

Qualifications: 
  1. B.Com, CA/CS/CMA (Semi Qualified), MBA. 
  2. Elementary knowledge of compliance in the financial sector.
  3.  Skill in Microsoft Excel (basic formulas, data entry, and reporting). 
  4. Excellent communication skills, both written and verbal. 
  5. A proactive and active approach to tasks and responsibilities


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