Drive the post account opening functions including client registrations (UCC creation) and modifications with NSE, BSE, MCX, KRA, CERSAI and other regulators.
Handle operational aspects of Sub-broker/business partners enrolment and Servicing
Emphasis on process improvement with better working standards
Identify the need of system automation and implement the same within the department with proper controls
Implement new regulations with respect to UCC related activities with exchanges, KRA, CERSAI
Implement new regulations with respect to authorised person registrations and servicing
Closely track the deviations through various controls, identify the gaps and execute the changes to solve the issues
