Z-2441 | Executive RMS (Risk Management Services)

From Stock Broking background

Key Responsibility Areas:
Involves ensuring compliance with SEBI & other applicable rules and regulations of the stock
exchanges i.e. NSE &; BSE primarily with respect to:

• Limits monitoring and set up for online trading platform
• Tracking listed scrips as per groups assigned on BSE / NSE
• Trades monitoring
• Margin framework
• Collection and settlement of client funds
• Pleading / unpledging of securities to comply with margin framework
• Allocation of collaterals
• Early pay-in / pay-out