New
Job Preference:
Job Description:
Job Description: Compliance Officer for Pro Trading Focused Stock BrokerEnsuring
all the regular compliances for all the exchanges NSE BSE MCX and clearing
corporations
Should be well versed to handle Inspection by any exchange and
regulator
Complete all the necessary audit requirement timely and submit to
relevant exchange and regulator
Coordinate internally with other departments to get the required
information for all the relevant compliances
All the organization policies and procedures should be compliant
with all the required compliance and whenever any changes in any
regulation do update the same and implement it.
Take care of all the New Circular guidelines received from Exchange
and regulator and implement them within required timeline
Take care of all the dealing activities in terms of their
compliance with exchange and regulator
Do
all the regular required reporting to exchange and regulator
Qualification:
18Skills:
Required
skills and qualifications –
At least 3-4 years of experience with Stock broker
in their compliance team.