New
Job Preference:
1. Experience: 3+ years of experience in PMS dealing/equity trading.2. Education:
Graduate/Postgraduate in Finance.
3. Technical Proficiency:
Strong track record in execution quality and error-free trading.
Knowledge of stock markets.
4. Must-Have Skills & Experience :
- Deep understanding of the financial market. Previous experience using trading execution tools.
Qualification:
Bachelor of Commerce, Any Post GraduateJob Description:
Key Responsibilities –Trade Execution & Order Management:
- Execute buy/sell orders for PMS portfolios across equity, derivatives, and debt instruments. Manage block deals and bulk orders. Monitor market liquidity, impact cost, and best execution practices. Coordinate with fund managers for the timely implementation of investment decisions.
PMS Compliance & Regulatory Adherence :
- Ensure 100% compliance with SEBI (PMS) Regulations. Monitor client-wise position limits, exposure norms, and risk thresholds. Maintain trade logs, audit trails, and timestamp records as per SEBI requirements.
Portfolio Operations & Settlement:
- Handle corporate actions (dividends, splits, mergers) for PMS holdings. Reconcile daily trades with custodians and brokers. Manage margin requirements for derivative positions. Oversee SIP/STP/SWP executions in PMS portfolios.
Client Reporting & Communication :
- Generate daily trade confirmations for clients. Prepare monthly portfolio statements with performance attribution. Address client queries on executions, settlements, and corporate actions. Risk Management Monitor counterparty risk with brokers. Flag unusual trading patterns to the compliance team.