Job Preference:
Location: Film City, NoidaQualification:
CSJob Description:
Responsibilities
include but not limited to:
Ø Compliances with SEBI LODR Regulations specified under SEBI Act,
SCRA and the rules made there under and those specified by Stock Exchanges (NSE
& BSE).
Ø Quarterly, Half yearly and
Annual Compliance Reports on BSE and NSE under SEBI (LODR) Regulations 2015.
Ø
Compliances related to
Companies Act 2013.
Ø Preparation of Annual Report of the Listed Company.
Ø
ROC/Secretarial Compliances.
Ø Board Meetings and Annual General Meetings.
Ø Preparation of Statutory returns/records with Registrar of
companies, Stock Exchanges.
Ø Annual filing along with other e–filings of the ROC Forms.
Ø Appointment & Cessation of KMP and Directors.
Ø Preparation & maintenance of Minutes Book of the Board Meetings,
General Meetings & Committee Meetings.
Ø Maintenance of Policies.
Ø LEI Renewal.
Ø ROC/ Secretarial Compliances.
Ø Responsibility of handling and supervising
Trading, DP, Back Office, RMS and Exchange & Listing Compliances
Ø Monitoring day to day exchange compliance
Ø Monitoring listing compliance
Ø Regular watch and reply on Alerts generated
by exchanges
Ø Regular watch and remedial action on Alerts
generated by back office software
Ø Watch on RMS
Ø Any other work as may assigned
Membership Compliances_(NSE, BSE, MCX, ICEX, NCDEX,
INDIA INX, NSE IFSC)
Ø Membership Compliances- NSE, BSE, MCX, NCDEX, & ICEX, NSE IFSC
AND INDIA INX (BSE).
Ø DP (CDSL) & Exchanges- Monthly, Quarterly, Yearly and event-based
Compliances.
Ø Appointment of Authorized Person, Remisiers and all documentation
related with it.
Ø
Inspection and Audit conducted
by Exchanges.
Skills:
Desired Profile:
Ø Must be able to evaluate, file, compile,
and present various reports.
Ø Advanced knowledge of excel
Ø Ability to work under pressure
Ø A keen eye for detail and desire to probe
further into data
Ø Deadline-orientated and an ability to stick
to time constraints