New
zecruites indusry

Manager – Compliance & Investor Relations (Investment Banking)/ 45 days ago

Job Preference:

Location: Mumbai, India

Reporting To: Chief Investment Officer (CIO)

Compensation
Compensation will be as per industry standards and commensurate with experience and qualifications.

Qualification:

CA, CA (Semi Qualified), CS

Job Description:

Role Overview
The role focuses primarily on regulatory compliance and investor communication for a SEBI-registered Long-Only Category III Open-Ended AIF.
The individual will support SEBI regulatory filings, compliance documentation, investor reporting, and ongoing investor communications, working closely with compliance, operations, and senior management.

This role is well suited for early-career professionals (0–3 years) seeking long-term careers in AIF compliance, fund operations, or investor relations, rather than investment research

Skills:

Qualifications & Experience

Educational Background

  • CA / CS (completed or pursuing)

Experience

  • 0–3 years of experience in:
    • AIFs, PMS, mutual funds, AMCs, broking firms, or capital market–related roles
  • Freshers with strong internships or regulatory exposure may be considered

Key Skills & Competencies

  • Strong interest in regulatory compliance and investor communication
  • Basic understanding of SEBI regulations and capital market structures
  • Excellent documentation skills and attention to detail
  • Strong written and verbal communication skills
  • Ability to manage deadlines and multiple reporting requirements
  • Proficiency in MS Excel, Word, and PowerPoint
High ethical standards and respect for confidentiality

Desired Attributes

  • Compliance-oriented and process-driven mindset
  • Clear and professional communication style
  • Organized, disciplined, and detail-focused
  • Willingness to learn regulatory frameworks and fund processes
Comfortable working in a regulated financial environment

What This Role Offers

  • Hands-on exposure to AIF compliance and investor relations
  • Learning opportunity within a SEBI-regulated long-only fund platform
  • Strong foundation for careers in:
    • AIF Compliance
    • Fund Operations
    • Investor Relations
    • Regulatory and Risk functions
  • Mentorship from experienced compliance and fund professionals